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ICMA SOFQ Exam Syllabus Topics:
| Topic | Details |
|---|
| Topic 1 | - Identify fundamentals of trade management, including repo and securities lending & borrowing transactions
- Trade Capture and Confirmation
|
| Topic 2 | - Demonstrate how Operations manages the securities through its various activities
- Identify the similarities and differences between equities and bonds
|
| Topic 3 | - Identify and understand the roles of the major securities market participants
- Trading Paradigms: Flow and Proprietary Trading
|
| Topic 4 | - Trade Execution and Immediate Post-trade
- Demonstrate an understanding of how equities and bonds are brought to the marketplace
|
| Topic 5 | - Central and Bilateral Clearing Systems
- Recognise the primary components of the securities trade life-cycle
|
| Topic 6 | - Basics of Repo and Securities Lending & Borrowing
- Regulatory Reporting Requirements
|
Reference: https://www.icmagroup.org/executive-education/courses/securities-operations-foundation-qualification-sofq-3/
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